SEC Reporting

Accurate, Timely SEC Filings
Prepared by Experienced Professionals

10-K, 10-Q, S-1, and 8-K Preparation

We prepare the financial sections of all major SEC filings -- from annual and quarterly reports to registration statements and current reports -- with the technical accuracy regulators expect.

MD&A and Disclosure Drafting

Clear, defensible MD&A narratives and footnote disclosures that satisfy Regulation S-X requirements and hold up under SEC staff review.

Comment Letter and Review Support

We analyze SEC comment letters, draft responses, and manage the review process through resolution -- keeping your filing timeline on track.

Speak to an Expert
man with black shirt circle1.png
financial table 1.png
charts and graphs.webp

100+

Successful transactions completed

20+

Years of experience

$5 - 50m

Average size of transaction

$20-200m

Average market cap of clients across tech, manufacturing & services

SEC Reporting and Disclosure Support for Public and Pre-Public Companies

What makes us different?

SEC reporting requires more than accurate financial statements. It demands precise disclosures, consistent application of accounting policies, and a clear understanding of what regulators look for when they review filings. Errors, omissions, or inconsistencies attract SEC comment letters and, in serious cases, restatements — both of which are disruptive and costly.

Corviniti provides SEC reporting support to public companies managing ongoing filing obligations and to pre-IPO companies preparing their initial registration statements. Our team prepares the financial sections of SEC filings, drafts disclosure language, ensures compliance with Regulation S-X and S-K, and manages the review process to keep filings on schedule.

We work directly with management, legal counsel, and external auditors to coordinate the filing process and resolve technical issues before they become delays. Our focus is on producing filings that are accurate, complete, and defensible under regulatory scrutiny.

We help with:
  • Annual Report (Form 10-K): Prepare the financial statements, footnotes, MD&A, and other financial disclosures required for the annual report on Form 10-K.
  • Quarterly Report (Form 10-Q): Prepare interim financial statements, condensed footnotes, and MD&A for quarterly SEC filings on an accelerated basis.
  • Registration Statements (S-1, S-4, F-1, F-4): Draft the financial portions of registration statements for IPOs, SPAC mergers, and cross-border offerings, including all required Regulation S-X financial data.
  • Current Reports (Form 8-K): Prepare and review financial disclosures required for material events, including earnings releases, significant acquisitions, and other reportable items.
  • Earnings Releases and Non-GAAP Reconciliations: Prepare earnings release financial tables, non-GAAP reconciliations, and financial highlights consistent with SEC guidance.
  • MD&A Drafting: Draft the Management’s Discussion and Analysis section with clear, accurate analysis of results, liquidity, capital resources, and critical accounting estimates.
  • Regulation S-X Compliance: Ensure financial statements and disclosures comply with SEC Regulation S-X requirements, including format, content, and required schedules.
  • SEC Comment Letter Response: Analyze SEC staff comment letters, draft responses, and coordinate with legal counsel and auditors to resolve regulatory inquiries efficiently.
  • IFRS and Foreign Private Issuer Reporting: Support FPIs with IFRS financial statements, US GAAP reconciliations, and filings on Forms 20-F and F-1.
  • Post-IPO Reporting Transition: Help newly public companies establish the reporting calendar, close-to-file workflow, and internal processes needed to manage ongoing SEC obligations.

Why Choose Us?

Big 4 expertise,
boutique agility

Corviniti brings Big 4 SEC reporting experience to every engagement, with the responsiveness and direct senior involvement that filing deadlines require. We understand what the SEC looks for and prepare filings that hold up under regulatory review.

Get In Touch

Startups and US Capital Markets are our focus

From newly public companies managing their first 10-K to established public companies navigating a complex filing cycle, Corviniti provides the technical depth and execution focus that SEC reporting requires.

  • Startup and Fundraising Focused (including Venture Capital)
  • Built for Capital Markets (including IPO and SPAC transactions)
  • Boutique Attention
  • Big Four Experience
  • Transaction Deadline Oriented

Contact Us To
Learn More

Call: (347) 472-1115
Email: info@corviniti.com

Tell us about your upcoming filing obligations or reporting challenges. We will respond within 24 hours.

Enter your first name here.
This field is required.
Enter your last name here.
This field is required.
Enter your business name here.
This field is required.
Enter your phone number.
This field is required.
What are your monthly expenses?
Select your monthly expenses from the dropdown.
What service are you interested in learning most about?
Select the service you are interested in.
Any additional information you would like to share.

Learn More From

Frequently Asked Questions

Regulation S-X governs the form and content of financial statements included in SEC filings. Regulation S-K governs the non-financial disclosure requirements, such as the business description, risk factors, and MD&A. Both apply to most SEC registration statements and periodic reports. Corviniti focuses on the financial statement and MD&A portions of filings, which are governed primarily by Regulation S-X.

We act as the financial reporting lead within the filing team. We manage the financial workstreams, coordinate with auditors on their review or audit procedures, and work with legal counsel to ensure the financial disclosures are consistent with the rest of the document. We maintain a drafting schedule and track open items to keep the process moving.

The SEC staff reviews filings selectively and issues comment letters when they identify disclosure deficiencies, accounting questions, or areas where additional clarity is needed. Common triggers include MD&A disclosures that lack specificity, revenue recognition presentations, non-GAAP measures, and related-party transactions. We analyze the comments, draft technically accurate responses, and coordinate with legal counsel and auditors to resolve the matter efficiently.

The first few quarters as a public company are the most demanding. We help your team establish the reporting calendar, build the close-to-file workflow, and manage each 10-Q and 10-K filing. Over time, as your internal team builds capacity, we can step back or remain in a support role depending on your needs.

Yes. We prepare the financial tables for earnings releases, build the non-GAAP reconciliation schedules, and ensure the presentation is consistent with SEC guidance on non-GAAP measures, including the prominence and labeling requirements under Regulation G.

Yes. We regularly work with foreign private issuers and companies with cross-border structures, including IFRS reporting, US GAAP reconciliations, and multi-entity consolidations for companies with domestic and international subsidiaries.

In most cases, we can begin within a few days of finalizing our agreement. Our onboarding process is straightforward — a brief discovery session, a clear statement of work, and secure access setup. We do not have lengthy intake procedures that delay the start of actual work.